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Kforce Senior Manager Internal Audit - Wealth Management in New York, New York

Kforce's client, a world class financial services company, is seeking a Senior Manager to join its Internal Audit Division in NYC, NC. The successful candidate will provide support in connection with audits performed over Wealth Management businesses. This role is 3 days in the office & 2 days remote. This firm offers excellent opportunity for growth.Responsibilities:

  • Scope determination, development of audit planning memorandums, performance of test work and assistance with report writing

  • The Senior Manager Internal Audit is responsible for the performance of audits including detailed walkthroughs and flow charts of key processes to identify key risks and controls, development of test procedures for key controls, execution of testing, identification and reporting of issues

  • On-going communication with business line management discussing the status of business changes as well as perform follow-up on previously identified audit issues

  • Participation in continuous monitoring and conducting ongoing risk assessments of key business processes to drive risk based audit plan

  • The Senior Manager Internal Audit will conduct, as appropriate, quality assurance reviews to ensure compliance with department documentation standards

  • Undergraduate degree in Business including Finance, Accounting, Economics

  • CPA and/or CIA a plus

  • 4-7 years of internal audit related experience; Wealth Management experience a plus

  • Understanding of internal audit concepts and have a general understanding of the overall wealth management business, including investment products (mutual funds, insurance and annuity products, exchange traded funds, etc.), investment advisory, sales practices and client suitability reviews, and broker-dealer operations

  • Excellent verbal and written communication

  • Excellent oral and written communication skills

  • Demonstrated ability to interact management

  • Strong analytical skills

  • Ability to multi-task amongst several projects through the use of strong project management skills

Kforce is an Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity, national origin, age, protected veteran status, or disability status.Compensation Type:Years